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Home
About
Welcome message
Overview
Vision and Mission
Organizational Structure
Board of Directors
Management – Our leadership team
ESX Shareholders
Careers
Equity Market
Overview
Listing
Trading & Operations
Invest
Regulatory Framework
Fixed Income Market
Overview
Instruments
Raise Capital
Trading
Trading and Operations
Members
Overview
How to Become a Member
Membership Rules
News and Media
Latest News
Events
Gallery
Press Release
ESX Academy
Whistle-Blower Disclosure Form
1. Provide My Personal Details
Yes
No
2. Reporter Type
External Reporter
Employees of ESX
3. Reporter’s Contact Information
Full Name
Job Title
Department/Team
Email
Phone/Mobile No
4. Case Topic/Reportable Breaches (choose at least one)
Failure to comply with any legal obligations or regulatory requirements.
Criminal offences, breach of civil law and miscarriage of justice.
Malpractice, impropriety or fraud relating to internal controls, accounting, auditing and financial matters.
Breach of rules, policies or internal controls of the Exchange.
Danger to the health and safety of any individual within the Exchange’s facilities.
Damage to the environment.
Violation of rules of conduct applicable within ESX.
The use of deception to obtain an unjust or illegal financial advantage, by an individual.
Improper conduct, unprofessionalism or unethical behaviour likely to prejudice the reputation or standing of ESX.
Bribery or corruption.
Deliberate concealment of any of the above, among others.
Others
Please specify
5. Case Details (Please provide as much details as possible)
5.1 What misconduct/improper activity occurred?
5.2 Information about the Person Engaged in the reportable breaches (misconduct/improper activity)
Full Name
Department/Team
Phone/Mobile No.
Email
5.3 Information about the Person Engaged in the reportable breaches (misconduct/improper activity)
Date of occurrence
Time of occurrence
Place/City of occurrence
5.4 How long do you think this problem has been going on?
5.5 How did you become aware of this violation?
5.6 Is there any evidence or any other details or information which could assist us in the investigation?
Yes
No
If any, please attach
5.7 Are there any other parties involved other than the suspect stated above?
Yes
No
If Yes, please mention his/her full name and position
5.8 Do you suspect or know that a supervisor or management is involved?
Yes
No
If Yes, please mention his/her full name and position
5.9 Is Senior Management aware of this problem?
Yes
No
Do Not Know
No not with to disclose
5.10 Please identify any persons who have attempted to conceal this problem and the steps they took to conceal it.
5.11 Any other comments?
Submit
